VP of Compliance/Assistant General Counsel

Charlotte, NC

Job Title: VP of Compliance/ AGC


Reports To: GC/Chief Compliance Officer

Location: Charlotte, NC

Essential Duties and Responsibilities:

  • Integrate compliance with applicable laws, regulations, and investor guidelines into the business units
  • Work closely with business units to apply changes in laws and regulations and assess impacts to policies and procedures
  • Manage and monitor all responses to external requests from examiners, regulators and third parties
  • Oversee response to inquiries from regulators, including the management of onsite audit visits
  • Assist in development and/or revision of appropriate policies and procedures to comply with changes in regulatory and investor requirements. Work with appropriate departments in integrating the requirements into the business process
  • Assist in proactively identifying compliance risks and build appropriate remediation programs to ensure exposure to compliance failure is minimized
  • Assist with compliance and regulatory departmental training within the company
  • Any and all other duties as requested by management

Required Skills, Experience and Ability:

  • Bachelor’s Degree required, JD preferred
  • Six Sigma certification preferred, but not required
  • 5+ years demonstrated history of providing compliance advice and direction applicable to residential mortgage servicing
  • Experience designing different processes/solutions for various clients
  • Must be an articulate, effective communicator able to prepare and deliver project specific reports.
  • Project management experience

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